AML/KYC On-Boarding
Analyst

 

Part-Time | London

Competitive Salary + Benefits + Options

We are looking for an individual to join the AML/KYC On-Boarding team working under our MLRO.

We are looking for an analytical individual with solid attention to detail, who enjoys the on-boarding of new clients to ensure compliance, regulatory and internal AML/KYC requirements are adhered to.

Responsibilities:

  • Conduct client profile reviews for customer accounts
  • Review all information and documentation ensuring compliance with local regulation and Rizq standards
  • Update KYC forms and client profiles according to policy requirements
  • Follow up with clients to ensure information is received before due dates
  • Perform KYC tasks, including monitoring and tracking of the KYC records and Appendix approval process, assisting with the development and execution of action planning for expiring records, and ensuring records are not past due
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding Rizq, it’s clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency.

 

Role Qualifications:

  • Strong written and oral communication skills – Ability to interact and facilitate across diverse audiences, including Senior Management
  • Ability to support and obtain buy-in from others and lead by example of high performance
  • Relevant experience with similar responsibilities in a high volume, fast-paced environment and industry systems and platforms
  • Excellent time management skills
  • Strong analytical and problem solving skills
  • Basic project participation experience

 

Preferred Qualifications:

  • Business experience in the Consumer and Commercial Banking industry and experience within a medium/large financial organization, including knowledge of banking products and different types of transactions and client-facing procedures
  • Relevant work experience and understanding of global and local AML/KYC regulations, associated risks of non-compliance and changing dynamics, and knowledge of KYC processes throughout the client lifecycle
  • Understanding of the interdependencies of roles within the KYC process and requirements for KYC
  • Record successful completion across relevant client types
  • Experience with regulatory compliance, AML transaction/risk monitoring tools, and solving AML related issues
  • Proficient Microsoft Office user (i.e. Excel, Access) and ability to perform moderately complex queries

 

Knowledge/Experience:

  • At least 12 months experience in quality control or AML/KYC tasks
  • Broad knowledge of financial products and services (in particular the operational processes around these), financial markets and economic environments
  • Experience in banking operations, preferably in the client account opening and pre-requirements process
  • Experience using AML/KYC platforms

 

Skills:

  • Excellent communication and presentation skills
  • Experience with contributing to a collaborative environment through knowledge sharing and mutual respect
  • Strong multitasking skills